CiliaFormosa tariff schedule

Local stockbroking

		Nominee	Min	Non-Nominee	Min
Bonds	€0 to €50k	0.30%	€ 20	0.50%	€ 30
	€50k to €100k	0.25%		0.45%
	Over €100k	0.20%		0.40%
Shares	€0 to €50k	1.00%	€ 20	1.25%	€ 30
	€50k to €100k	0.75%		1.00%
	Over €100k	0.50%		0.90%
Govt Treasury Bills		0.10%	€ 20	0.150%	€ 30
MSE transaction fee	€4.50 / £4 / $5

International stockbroking

Bonds	EUR	1.00%	€ 80
	GBP	1.00%	£70
	USD	1.00%	$100
Shares & ETF's	EUR	1.25%	€ 80
	GBP	1.25%	£70
	USD	1.25%	$100
Stamp duty and other exchange fees may apply
No sell trading fee is applicable when bonds are held to maturity
New client minimum investment value requirement is €20,000

Trading in collective investment schemes

Buying	3.50%
Subject to a maximum charge as quoted on KIID where applicable
Selling - Administration fee	€30
Minimum investment value per fund	€10,000
Additional investment	€5,000
New client minimum investment value requirement is €20,000

Administration Fees

Quarterly valuations and income statements	By email	Free
	By post	Free
Annual witholding tax certificate	Free
Processing of foreign interest and dividend payments	€2.50
Withholding tax computations and settling of tax payments	€3
Transfer of Dividends	Transfer to any bank account - as charged by Bank
Dividend distribution by cheque	€10 per cheque
Transaction fees for new bond and share issue applications	Nominee Applications	Free
	Non-Nominee Applications	€20
CiliaFormosa may receive commission from issuers of Initial Public Offerings (IPO's)
Re-issue of lost or expired cheque	€20
W-8BEN form processing fee	Free
Late submission of W8-BEN form	€50
Safe-keeping Fee	Portfolio value less than €250k	0.05% per annum
	Portfolio value €250k - €1m	0.04% per annum
	Portfolio value over €1m	0.03% per annum
Fee is charged on a quarterly basis in arrears - A minimum fee of €25 per account is applicable
Internal transfer of holdings	€25
Investment Confirmation Letter	€75
Pledging of holdings	€50 per security
Subject to a maximum fee of €200
Onboarding fee - clients with third country connections*	A minimum of €2,500
*Potential clients having relevant personal links to third countries and/or high risk jurisdictions (based on Customer Risk Assessment)
Annual due diligence fee for clients with third country connections*	€1,800 per annum, paid quarterly in advance
*Potential clients having relevant personal links to third countries and/or high risk jurisdictions (based on Customer Risk Assessment)
Release of estate charges	0.25%
Subject to a minimum fee of €150
Early account closure Fee	Within 12 months of opening	€500
	Between 12 and 24 months of opening	€250
Transfer of holdings to another broker	€175 per security
Hold mail for client collection	€50 per annum
Transfer of money held on account	SEPA transfer	as charged by bank
	SEPA urgent transfer	€20
	Non-SEPA transfer	€50
Overdrawn account	8% per annum